Lau, Sai Kit Dennis 劉世傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Blackhorn Wealth Management Limited | RO | Advising on securities | 2021-01-28 | 2021-11-30 | RO | Asset management | 2021-01-28 | 2021-11-30 |
| 2 | Grandshores Asset Management Limited | RO | Advising on securities | 2022-05-16 | RO | Asset management | 2022-05-16 |
| 3 | Quam Securities Limited | Rep | Dealing in securities | 2014-01-13 | 2015-05-09 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-06-03 | 2017-02-18 |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-06-25 | 2017-02-18 |
| 6 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-06 | 2013-12-12 |
| 7 | Vantum Asset Management Limited | RO | Advising on securities | 2022-01-04 | 2022-04-27 | RO | Asset management | 2022-01-04 | 2022-04-27 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-05 | 2010-07-20 |
| 9 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-02 | 2018-06-10 |
| 10 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-02 | 2018-06-10 |
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