Yiu, Fai 姚輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Financial Group Limited | Rep | Dealing in securities | 2011-11-17 | 2017-06-08 | RO | Dealing in securities | 2017-06-08 | 2019-03-31 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-02-24 | |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2022-02-24 | Rep | Dealing in securities | 2022-02-24 |
| 4 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2019-05-20 | 2019-08-15 | RO | Dealing in securities | 2019-08-15 | 2019-09-30 |
| 5 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | Dealing in securities | 2021-07-16 | 2021-08-17 | Rep | Advising on securities | 2021-08-17 | 2021-11-25 | RO | Dealing in securities | 2021-08-17 | 2021-11-25 |
| 6 | Zhanlin Securities Limited | Rep | Dealing in securities | 2020-09-11 | 2021-04-21 |
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