Cheung, Ka Ho (SFC:AYH663) 張家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-01-14 | 2016-05-13 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-01-14 | 2016-05-13 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Asset management | 2016-05-16 | 2021-03-31 | Rep | Dealing in futures contracts | 2016-05-16 | 2021-06-16 | Rep | Dealing in securities | 2016-05-16 | 2021-06-16 | Rep | Advising on futures contracts | 2017-01-18 | 2021-06-16 | Rep | Advising on securities | 2017-01-18 | 2021-06-16 | RO | Asset management | 2021-03-31 | RO | Advising on futures contracts | 2021-06-16 | RO | Advising on securities | 2021-06-16 | RO | Dealing in futures contracts | 2021-06-16 | RO | Dealing in securities | 2021-06-16 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2012-01-12 | 2013-12-27 | Rep | Dealing in futures contracts | 2012-02-28 | 2013-12-27 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2013-12-27 | Rep | Dealing in securities | 2012-06-14 | 2013-12-27 |
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