Hui, Stephen Chiu Chung 許照中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2017-01-04 | RO | Advising on securities | 2020-06-05 |
| 2 | Luk Fook Capital (HK) Limited | RO | Advising on corporate finance | 2017-07-11 | RO | Dealing in securities | 2018-06-27 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2011-12-05 | RO | Advising on futures contracts | 2015-02-26 |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | RO | Dealing in securities | 2011-11-15 | RO | Advising on securities | 2012-06-25 | RO | Asset management | 2013-12-05 |
| 5 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2008-05-08 | 2011-09-14 | RO | Asset management | 2008-05-08 | 2011-09-14 | RO | Dealing in securities | 2010-12-20 | 2011-09-14 |
| 6 | RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2005-11-02 | 2011-08-09 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-08-12 | 2005-09-16 | RO | Dealing in securities | 2005-09-16 | 2011-08-09 | RO | Advising on securities | 2006-11-17 | 2011-08-09 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-08-11 | RO | Advising on securities | 2005-08-11 | RO | Dealing in securities | 2005-08-11 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-08-11 |
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