Chan, Jessica Yan Yu 陳欣餘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2021-03-02 | 2022-01-04 | Rep | Advising on corporate finance | 2021-04-07 | 2022-01-04 |
| 2 | China Prospect Securities Limited | Rep | Dealing in securities | 2022-06-13 | 2022-07-31 |
| 3 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2020-06-22 | 2020-12-16 |
| 4 | Hang Tai Asset Management Limited | Rep | Advising on securities | 2020-07-02 | 2020-12-16 | Rep | Asset management | 2020-07-02 | 2020-12-16 |
| 5 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-06-01 | 2019-03-18 |
| 6 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2018-06-01 | 2019-03-18 | Rep | Dealing in securities | 2018-06-01 | 2019-03-18 |
| 7 | Quam Securities Limited | Rep | Dealing in securities | 2019-06-17 | 2019-10-25 | Rep | Advising on corporate finance | 2019-07-29 | 2019-10-25 |
| 8 | Sunfund Capital Limited | Rep | Advising on corporate finance | 2020-03-17 | 2020-04-20 |
| 9 | SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-17 | 2020-04-20 |
| 10 | VMI Securities Limited | Rep | Dealing in securities | 2021-01-08 | 2021-02-08 |
| 11 | YUANYIN SECURITIES LIMITED | Rep | Dealing in securities | 2019-11-05 | 2020-01-21 | Rep | Advising on securities | 2019-11-27 | 2020-01-21 |
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