Cheung, Warren Yui Kai 張睿佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2003-04-30 | RO | Advising on securities | 2003-04-30 | RO | Asset management | 2003-04-30 | RO | Dealing in securities | 2003-04-30 |
| 2 | China Sunrise Capital Limited | RO | Advising on corporate finance | 2016-10-25 | 2017-08-14 |
| 3 | China Sunrise Securities (International) Limited | RO | Dealing in securities | 2017-01-26 | 2017-08-14 |
| 4 | Great Wall Pan Asia Corporate Finance Limited | RO | Advising on corporate finance | 2014-07-15 | 2016-05-03 |
| 5 | HERCULES CAPITAL LIMITED (b2002-05-21) | RO | Advising on corporate finance | 2003-07-18 | 2005-04-25 |
| 6 | NAPA GLOBAL LIMITED | RO | Advising on corporate finance | 2003-04-30 | RO | Advising on securities | 2003-04-30 | RO | Asset management | 2003-04-30 | RO | Dealing in securities | 2003-04-30 |
| 7 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2012-06-25 | 2013-12-31 |
| 8 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2013-04-16 | 2013-12-31 |
| 9 | Polaris Capital (Asia) Limited | Rep | Advising on corporate finance | 2005-04-29 | 2005-05-09 | RO | Advising on corporate finance | 2005-05-09 | 2007-10-26 | RO | Dealing in securities | 2007-10-26 | 2011-04-01 | RO | Advising on corporate finance | 2009-11-12 | 2010-03-11 |
| 10 | Silk Road International Capital Limited | RO | Advising on corporate finance | 2017-08-22 | 2018-02-09 | RO | Dealing in securities | 2017-08-22 | 2018-02-09 |
| 11 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-04-08 | 2011-11-01 |
| 12 | Wilson International Capital Limited | RO | Advising on corporate finance | 2018-06-29 | |
| 13 | WILSON SECURITIES LIMITED | RO | Dealing in securities | 2018-06-29 | |
| 14 | Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2010-10-22 | 2011-04-01 | RO | Advising on corporate finance | 2010-11-23 | 2011-04-01 |
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