Cheng, Tze Bun 鄭梓斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in securities | 2019-01-08 | 2019-02-15 | RO | Dealing in securities | 2019-02-15 | 2019-07-02 |
| 2 | Grand China Securities Limited | Rep | Dealing in securities | 2016-12-06 | 2017-01-25 | RO | Dealing in securities | 2017-01-25 | 2018-05-28 |
| 3 | RICHE BRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-21 | 2018-07-05 | RO | Dealing in securities | 2018-07-05 | 2018-12-21 |
| 4 | Solomon JFZ (Asia) Holdings Limited | Rep | Dealing in securities | 2019-11-28 | 2019-12-12 | RO | Dealing in securities | 2019-12-12 | RO | Advising on securities | 2020-02-26 | RO | Asset management | 2020-02-26 | 2021-08-26 | Rep | Advising on corporate finance | 2022-05-18 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-03-07 | 2012-07-06 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-08-04 | 2014-09-11 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-04 | 2014-09-11 |
| 8 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2012-09-03 | 2013-03-01 | Rep | Advising on futures contracts | 2012-11-26 | 2013-03-01 |
| 9 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-28 | 2014-07-26 | Rep | Dealing in futures contracts | 2014-09-18 | 2016-11-28 |
| 10 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-15 | 2014-07-26 | Rep | Dealing in securities | 2014-09-18 | 2016-11-28 |
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