Chan, Lee (SFC:AZE793) 陳莉

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Tung Shing Securities (Brokers) Limited Rep Dealing in securities 2012-03-26 2012-05-11
2 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2012-07-03 2015-03-16
Rep Dealing in securities 2015-04-23 2019-02-22
3 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2014-04-28 2015-03-16
Rep Dealing in futures contracts 2015-04-23 2019-02-22

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