Lee, Yu Hin (SFC:AZG929) 利宇軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | RO | Dealing in securities | 2019-01-08 | RO | Dealing in futures contracts | 2020-06-12 | RO | Advising on securities | 2021-05-17 |
| 2 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-11-05 | 2015-04-30 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-11-05 | 2015-04-30 |
| 4 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-01-11 | 2018-04-09 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-01-11 | 2017-11-28 | RO | Dealing in securities | 2017-11-28 | 2018-04-09 |
| 6 | FX ONE LIMITED | Rep | Leveraged foreign exchange trading | 2013-05-06 | 2013-07-01 |
| 7 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-12 | 2012-08-07 |
| 8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-04-12 | 2012-08-07 |
| 9 | QUEST STOCKBROKERS (HK) LIMITED | RO | Dealing in securities | 2018-04-11 | 2018-12-24 |
| 10 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2013-07-24 | 2014-10-29 | Rep | Dealing in securities | 2013-07-24 | 2014-10-29 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2015-09-04 | 2016-01-05 | Rep | Dealing in securities | 2015-09-04 | 2016-01-05 | Rep | Leveraged foreign exchange trading | 2015-09-04 | 2016-01-05 |
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