Ho, Benjamin Ho Yin 何浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Atherton Asset Management Limited | Rep | Asset management | 2017-11-16 | 2019-04-13 |
2 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-05-23 | 2012-08-23 |
3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-23 | 2012-09-22 | Rep | Advising on securities | 2012-09-19 | 2013-01-18 | Rep | Advising on securities | 2014-07-25 | 2017-10-19 |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2013-07-18 | 2014-07-11 |
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