Law, Pui Fai 羅沛輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-07-14 | 2023-11-05 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-10-18 | 2023-11-05 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-05-16 | 2023-11-05 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-05-16 | 2023-11-05 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-07-14 | 2023-11-05 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-11-09 | 2015-02-05 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-09 | 2015-02-05 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-21 | |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-11-21 |
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