Lau, Wai Yin (SFC:BAK892) 劉偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-12-07 | 2018-12-04 | Rep | Dealing in securities | 2012-12-07 | 2018-12-04 |
| 2 | Cityline Securities Limited | Rep | Dealing in securities | 2020-02-20 | 2020-06-18 | RO | Dealing in securities | 2020-06-18 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-03-06 | 2019-09-02 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2019-03-06 | 2019-09-02 |
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