Li, Kit Lan (SFC:BAN027) 李潔蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2014-08-08 | 2014-12-06 | Rep | Asset management | 2017-09-19 | 2018-02-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-04-28 | 2014-12-06 | Rep | Dealing in futures contracts | 2017-08-10 | 2018-02-01 | Rep | Dealing in futures contracts | 2020-01-20 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-09-03 | 2014-12-06 | Rep | Leveraged foreign exchange trading | 2017-09-19 | 2018-02-01 | Rep | Leveraged foreign exchange trading | 2020-05-18 |
| 4 | Ever Fountain Asset Management Limited | Rep | Advising on securities | 2019-11-04 | 2019-12-17 | Rep | Asset management | 2019-11-04 | 2019-12-17 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-04-28 | 2014-12-06 | Rep | Advising on securities | 2017-08-10 | 2018-02-01 | Rep | Dealing in securities | 2017-08-10 | 2018-02-01 | Rep | Advising on securities | 2020-01-20 | Rep | Dealing in securities | 2020-01-20 |
| 6 | Fosun International Securities Limited | Rep | Dealing in securities | 2016-11-25 | 2016-12-26 |
| 7 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-07-22 | 2014-03-28 |
| 8 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-22 | 2014-03-28 |
| 9 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-24 | 2013-07-11 |
| 10 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-24 | 2013-07-11 |
| 11 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2017-02-28 | 2017-08-01 | Rep | Dealing in securities | 2017-02-28 | 2017-08-01 |
| 12 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-02-28 | 2017-08-01 |
| 13 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-12-11 | 2015-04-02 |
| 14 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-11 | 2015-04-02 |
| 15 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-02-26 | 2019-05-03 |
| 16 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-02-26 | 2019-05-03 |
| 17 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-09 | 2016-11-07 |
| 18 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-09 | 2016-11-07 |
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