Lam, Cheuk Ming 林卓銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-03-08 | 2016-10-11 | Rep | Dealing in futures contracts | 2016-03-08 | 2016-10-11 | Rep | Dealing in securities | 2016-03-08 | 2016-10-11 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2015-03-11 | 2015-11-26 | Rep | Dealing in securities | 2015-03-11 | 2015-11-26 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-03-11 | 2015-11-26 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-03-11 | 2015-11-26 |
| 5 | Imperium International Asset Management Limited | Rep | Advising on futures contracts | 2014-08-08 | 2014-09-23 | Rep | Advising on securities | 2014-08-08 | 2014-09-23 | Rep | Asset management | 2014-08-08 | 2014-09-23 |
| 6 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-26 | 2014-09-23 | Rep | Dealing in futures contracts | 2014-08-08 | 2014-09-23 |
| 7 | iTrade Securities Investment Limited | Rep | Dealing in securities | 2017-04-10 | 2018-07-06 | RO | Dealing in securities | 2018-07-06 | 2021-06-18 | RO | Advising on securities | 2020-12-15 | 2021-06-18 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2014-11-04 | 2015-03-01 | Rep | Dealing in futures contracts | 2014-11-04 | 2015-03-01 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-11-04 | 2015-03-01 | Rep | Dealing in securities | 2014-11-04 | 2015-03-01 |
| 10 | TUNG YAT SECURITIES LIMITED | Rep | Asset management | 2024-02-19 | Rep | Advising on securities | 2024-02-19 | 2024-02-26 | Rep | Dealing in securities | 2024-02-19 | 2024-02-26 | RO | Advising on securities | 2024-02-26 | RO | Dealing in securities | 2024-02-26 |
| 11 | Wealth Management Cube Limited | RO | Dealing in securities | 2021-06-29 | 2022-02-06 |
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