Ting, Wan Yam 丁尹音
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-03-26 | 2015-06-04 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-06-19 | 2015-06-04 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-06-16 | 2019-09-22 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-16 | 2019-09-22 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-12-27 | 2023-08-18 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-12-27 | 2023-08-18 |
| 7 | uSmart Securities Limited | Rep | Advising on securities | 2023-10-18 | Rep | Dealing in securities | 2023-10-18 |
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