Ye, Wenhui (SFC:BOJ639) 葉文慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2019-05-24 | 2020-12-16 | Rep | Dealing in futures contracts | 2019-05-24 | 2020-12-16 | Rep | Dealing in securities | 2019-05-24 | 2020-12-16 |
2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-12-24 | Rep | Dealing in securities | 2020-12-24 |
3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-12-24 |
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