Law, Wai Kit 羅偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2023-04-18 | Rep | Dealing in securities | 2023-04-18 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-04-01 | 2020-10-31 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-04-01 | 2020-10-31 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2020-01-10 | 2020-03-31 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2019-11-08 | 2020-03-31 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-11-30 | 2023-04-14 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-30 | 2023-04-14 |
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