Law, Yi Ying 羅綺盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2020-01-02 | 2021-05-19 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-06-17 | 2021-07-28 |
| 3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-07-09 | 2021-07-28 |
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