Suen, Yiu Cho 孫耀祖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-08-20 | 2017-08-03 | Rep | Dealing in securities | 2015-08-20 | 2017-08-03 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-08-18 | 2022-06-09 | Rep | Advising on securities | 2017-11-24 | 2022-06-09 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-08-18 | 2022-06-09 |
| 4 | Futu Securities International (HONG KONG) Limited | Rep | Advising on securities | 2022-07-04 | 2022-09-13 | Rep | Dealing in securities | 2022-07-04 | 2022-09-13 |
| 5 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-10-18 | |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-10-18 | |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2022-11-09 | 2023-10-06 |
| 8 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2022-09-30 | 2023-05-15 | Rep | Advising on futures contracts | 2022-11-09 | 2023-05-15 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-09-30 | 2023-10-06 |
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