Cheung, Bruce Hay Nam 張曦嵐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-06-27 | 2020-05-13 | Rep | Dealing in futures contracts | 2021-06-07 | 2021-09-29 |
2 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-06-27 | 2020-05-13 | Rep | Advising on securities | 2018-07-20 | 2020-05-13 | Rep | Dealing in securities | 2021-06-07 | 2021-09-29 |
3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-03 | 2024-07-31 |
4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2021-11-03 | 2024-07-31 | Rep | Advising on securities | 2021-11-15 | 2024-07-31 |
5 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-01 | 2016-11-29 |
6 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-01 | 2016-11-29 |
7 | Quam Securities Limited | Rep | Advising on securities | 2020-06-03 | 2021-05-31 | Rep | Dealing in futures contracts | 2020-06-03 | 2021-05-31 | Rep | Dealing in securities | 2020-06-03 | 2021-05-31 |
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