Tse, Ho Ting 謝浩廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-01-03 | 2021-09-10 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-12-11 | 2021-09-10 |
| 3 | Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2021-10-05 | 2022-06-17 | Rep | Asset management | 2021-10-05 | 2022-06-17 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-10-05 | 2022-06-17 | Rep | Asset management | 2021-10-05 | 2022-06-17 |
| 5 | Protocol Asset Management (HK) Limited | Rep | Asset management | 2022-12-28 | 2024-03-29 |
| 6 | Quam Securities Limited | Rep | Dealing in futures contracts | 2015-11-25 | 2017-01-29 | Rep | Dealing in securities | 2015-11-25 | 2017-01-29 |
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