Ma, Hiu Kwan 馬曉筠

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Saxo Capital Markets HK Limited Rep Advising on securities 2022-04-01 2022-10-08
Rep Dealing in futures contracts 2022-04-01 2022-10-08
Rep Dealing in securities 2022-04-01 2022-10-08
Rep Leveraged foreign exchange trading 2022-04-01 2022-10-08
2 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2020-09-30 2021-08-01
3 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2021-05-14 2021-08-01

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