Au, Jeffrey Fai Kit 區暉杰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2017-01-23 2022-09-19
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2017-01-03 2022-09-19
3 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on securities 2017-01-03 2022-09-19
Rep Dealing in securities 2017-01-03 2022-09-19
4 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on securities 2022-11-14
Rep Dealing in securities 2022-11-14
5 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2022-11-14

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