Law, Lok Hin 羅樂軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2022-12-07 | 2024-04-12 | Rep | Asset management | 2022-12-07 | 2024-04-12 | Rep | Dealing in securities | 2022-12-07 | 2024-04-12 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2022-12-07 | 2024-04-12 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-12-07 | 2024-04-12 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-07-11 | |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-07-11 |
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