So, Kwok Keung 蘇國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Financial Group Limited | RO | Dealing in securities | 2006-08-07 | 2007-09-30 |
2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-09-05 | 2004-01-12 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-09-05 | 2004-01-12 |
4 | CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2007-12-07 | 2016-12-10 | RO | Advising on securities | 2008-12-24 | 2016-12-10 | RO | Dealing in futures contracts | 2008-12-24 | 2016-12-10 | Rep | Asset management | 2013-01-30 | 2013-04-23 | RO | Asset management | 2013-04-23 | 2016-12-10 |
5 | iTrade Securities Investment Limited | RO | Dealing in securities | 2016-12-28 | 2018-04-30 |
6 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-19 | 2006-04-29 |
7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-01-19 | 2006-04-29 |
8 | OnePlatform Asset Management Limited | Rep | Asset management | 2010-06-22 | 2014-03-13 |
9 | P.B. Global Asset Management Limited | RO | Advising on securities | 2018-05-02 | RO | Asset management | 2018-05-02 |
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