Fox, Robin Jonathan Gibbs
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-10 | 2015-11-03 | Rep | Dealing in securities | 2015-07-10 | 2015-11-03 | RO | Advising on corporate finance | 2015-11-03 | 2016-05-24 | RO | Dealing in securities | 2015-11-03 | 2016-05-24 |
| 2 | CNI Global Assets Management Limited (HK) | Rep | Asset management | 2021-01-04 | |
| 3 | CNI Securities Group Limited | Rep | Advising on securities | 2020-08-17 | Rep | Dealing in securities | 2020-08-17 |
| 4 | Fortune Origin Securities Limited | Rep | Dealing in securities | 2010-07-16 | 2013-01-30 | RO | Advising on corporate finance | 2013-01-30 | 2015-06-10 | RO | Dealing in securities | 2013-01-30 | 2015-06-10 |
| 5 | Pearl Bridge Securities Limited | RO | Advising on securities | 2019-07-09 | 2020-07-18 | RO | Dealing in securities | 2019-07-09 | 2020-07-18 |
| 6 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2016-07-14 | 2016-08-29 | Rep | Dealing in securities | 2016-07-14 | 2016-08-29 | RO | Advising on corporate finance | 2016-08-29 | 2018-08-25 | RO | Dealing in securities | 2016-08-29 | 2018-08-25 |
| 7 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2007-09-10 | 2009-02-04 |
| 8 | Quam Securities Limited | Rep | Dealing in futures contracts | 2007-09-10 | 2010-02-01 | Rep | Dealing in securities | 2007-09-10 | 2010-02-01 |
| 9 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Advising on corporate finance | 2006-04-06 |
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