Tam, Wai Cheong (SFC:AAK153) 譚偉昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-06 | 2006-03-01 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-06 | 2006-03-01 |
| 3 | JVSakk Asia Limited | Rep | Advising on corporate finance | 2003-11-24 | Rep | Advising on securities | 2003-11-24 | Rep | Asset management | 2003-11-24 | Rep | Dealing in securities | 2005-05-03 |
| 4 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-01 | 2008-02-15 | RO | Advising on securities | 2008-02-15 | 2010-01-25 | RO | Dealing in securities | 2008-02-15 | 2010-01-25 |
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