Lam, Terence Joe Cho Ying 林祖瀛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB FINANCE (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-02-13 | RO | Asset management | 2004-02-13 | RO | Advising on securities | 2004-04-26 | RO | Dealing in securities | 2004-04-26 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2004-03-04 | 2004-04-28 |
| 3 | VC BROKERAGE LIMITED | RO | Advising on securities | 2004-06-25 | 2010-07-12 | RO | Dealing in securities | 2004-06-25 | 2010-07-12 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on securities | 2012-01-03 | 2013-06-08 | RO | Dealing in securities | 2012-01-03 | 2013-06-08 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | RO | Advising on corporate finance | 2004-02-13 | RO | Advising on securities | 2004-04-28 | RO | Dealing in securities | 2004-04-28 | RO | Advising on securities | 2012-05-25 | 2013-06-08 | RO | Dealing in securities | 2012-05-25 | 2013-06-08 |
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