Yip, David Chung Wai 葉頌偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-07-21 | 2003-08-15 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-07-21 | 2003-09-08 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-21 | 2003-09-08 |
| 4 | YICKO SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-24 | 2004-01-16 |
| 5 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-02-10 | 2004-12-11 |
| 6 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-26 | 2004-12-11 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2005-04-01 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2005-04-01 |
| 9 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-04-06 | 2005-11-01 |
| 10 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-04-06 | 2005-11-01 |
| 11 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2005-05-11 | 2005-11-01 |
| 12 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2005-05-11 | 2005-11-01 |
| 13 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2005-05-11 | 2005-11-01 |
| 14 | TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-06-26 | 2006-07-18 |
| 15 | TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-06-26 | 2006-07-18 |
| 16 | TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-26 | 2006-07-18 |
| 17 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-09 | 2008-03-04 |
| 18 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-05-06 | 2008-08-21 |
| 19 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2008-09-10 | 2009-09-30 |
| 20 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Asset management | 2008-09-10 | 2009-09-30 |
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