Clemenson, Stephen William John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-27 | 2010-07-29 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-27 | 2010-07-29 |
| 3 | Mason Securities Limited | Rep | Dealing in securities | 2008-07-02 | 2008-09-10 |
| 4 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2005-07-19 | 2006-10-13 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2005-05-31 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-15 | 2008-04-17 |
| 7 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2010-09-06 | 2013-05-23 |
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