Tse, Jaff Ka Wai 謝家威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-10 | |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-04-10 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2003-04-10 | |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2003-04-10 | |
| 5 | ICAP Equities Asia Limited | Rep | Advising on securities | 2009-01-19 | 2010-05-05 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-05-18 | 2010-07-31 |
| 7 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-10-11 | 2011-10-24 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2003-04-10 | |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Asset management | 2003-04-10 | |
| 10 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-04-10 | |
| 11 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2003-04-10 | |
| 12 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2003-06-12 | 2008-09-01 |
| 13 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-06-12 | 2005-02-04 |
| 14 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-01-19 | 2009-07-29 |
| 15 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-05-18 | 2010-07-31 |
| 16 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2010-10-11 | 2011-10-24 |
| 17 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-01-04 | 2022-09-30 |
| 18 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2022-10-13 | |
| 19 | Sanford C. Bernstein (Hong Kong) Limited | RO | Advising on securities | 2011-09-28 | 2018-09-26 |
| 20 | ICAP Equities Asia Limited | RO | Dealing in securities | 2009-07-29 | 2010-05-05 |
| 21 | Sanford C. Bernstein (Hong Kong) Limited | RO | Dealing in securities | 2011-09-28 | 2018-09-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy