Kam, Hubert Ming Kong 甘明光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-08 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-08 | Rep | Dealing in futures contracts | 2005-10-13 | Rep | Leveraged foreign exchange trading | 2013-04-17 | 2014-11-21 | Rep | Advising on securities | 2018-09-06 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-02-17 | 2005-03-23 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-02-17 | 2005-03-23 |
| 5 | ELSTONE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-04 | Rep | Advising on securities | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Dealing in securities | 2004-07-27 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-02 | 2005-01-18 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-08-02 | 2005-01-18 |
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