Kwok, Maggie Ka Yin 郭嘉妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-04-09 | Rep | Dealing in securities | 2010-04-09 | Rep | Leveraged foreign exchange trading | 2013-08-02 | 2014-11-21 | Rep | Advising on securities | 2020-12-16 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-02-13 | Rep | Asset management | 2004-02-13 | Rep | Automated trading services | 2004-02-13 | Rep | Dealing in futures contracts | 2004-02-13 |
| 3 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-02-13 | |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-13 | Rep | Advising on securities | 2004-02-13 | Rep | Asset management | 2004-02-13 | Rep | Automated trading services | 2004-02-13 | Rep | Dealing in securities | 2004-02-13 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-07-05 | 2010-04-07 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-05 | 2010-04-07 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-13 | 2006-06-30 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-13 | 2006-06-30 |
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