Lau, Chak Wong 劉澤煌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-08-29 | 2012-10-05 | Rep | Dealing in futures contracts | 2011-08-29 | 2012-10-05 | Rep | Dealing in securities | 2011-08-29 | 2012-10-05 |
| 2 | SW Capital Management Limited | RO | Advising on securities | 2022-07-14 | RO | Asset management | 2022-07-14 | RO | Dealing in securities | 2024-03-15 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-06-09 | 2022-04-01 | Rep | Dealing in securities | 2020-06-09 | 2022-04-01 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-07-30 | 2022-04-01 |
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