Lee, Chun Yip 李鎮業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2013-08-23 | 2015-06-19 |
2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-15 | 2013-08-13 |
3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-15 | 2013-08-13 |
4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-09-09 | |
5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-10-15 | |
6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-08-28 | 2021-08-31 |
7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-19 | 2018-08-10 |
8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-29 | 2018-08-10 |
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