Wong, Janny Chun Nae 王珍妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2022-02-16 | Rep | Dealing in securities | 2022-02-16 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2022-02-16 | |
3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-02-15 | 2021-12-24 | Rep | Dealing in securities | 2011-02-15 | 2021-12-24 | Rep | Advising on securities | 2014-06-23 | 2021-12-24 |
4 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2009-10-15 | 2011-01-02 |
5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-10-15 | 2011-01-02 |
6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-11-21 | 2009-09-18 |
7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-02-23 | 2009-09-18 |
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