Lam, Michael Man 林敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ballas Capital Limited | Rep | Advising on corporate finance | 2022-10-03 | 2022-11-28 | Rep | Dealing in securities | 2022-10-03 | 2022-11-28 | RO | Advising on corporate finance | 2022-11-28 | 2023-02-17 | RO | Dealing in securities | 2022-11-28 | 2023-02-17 |
| 2 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | Advising on corporate finance | 2018-12-06 | 2022-05-22 | RO | Dealing in securities | 2018-12-06 | 2022-05-22 |
| 3 | CELESTIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2009-03-27 | 2017-04-10 | RO | Dealing in securities | 2009-03-27 | 2017-04-10 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-01-23 | 2007-09-21 | Rep | Dealing in securities | 2007-09-10 | 2007-09-21 |
| 5 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-03-26 | Rep | Advising on corporate finance | 2004-12-30 | 2006-12-14 | RO | Advising on corporate finance | 2006-12-14 | 2007-09-21 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-10 | 2007-09-21 |
| 7 | GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2023-04-18 | RO | Dealing in securities | 2023-04-18 |
| 8 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-08 | 2008-10-23 |
| 9 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-08 | 2007-11-07 | Rep | Dealing in securities | 2007-10-08 | 2008-10-23 | RO | Advising on corporate finance | 2007-11-07 | 2008-10-23 |
| 10 | Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on corporate finance | 2004-05-18 | 2004-12-15 |
| 11 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2017-12-06 | 2018-09-06 | RO | Dealing in securities | 2017-12-06 | 2018-09-06 |
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