Cho, Rozina Lok Sze 曹樂詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2016-12-13 | 2020-07-15 | Rep | Asset management | 2016-12-13 | 2020-07-15 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2004-03-02 | Rep | Advising on futures contracts | 2004-03-15 | Rep | Asset management | 2004-03-15 | Rep | Dealing in futures contracts | 2011-10-21 | Rep | Dealing in futures contracts | 2012-08-15 | 2016-12-13 | RO | Dealing in futures contracts | 2016-12-13 | 2020-07-15 |
| 3 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-03-15 | |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2011-10-21 | Rep | Leveraged foreign exchange trading | 2004-03-22 | 2011-10-21 | Rep | Dealing in securities | 2012-08-15 | 2016-12-13 | RO | Dealing in securities | 2016-12-13 | 2020-07-15 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-18 | 2020-12-08 | RO | Dealing in securities | 2020-12-08 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-18 | 2020-12-08 | RO | Dealing in futures contracts | 2020-12-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy