Ngai, Tin Wai 魏天威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2016-08-11 | 2020-05-26 |
| 2 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-11-07 | 2015-04-25 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-25 | 2015-04-25 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-25 | 2015-04-25 |
| 5 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-05-05 | 2016-07-30 | Rep | Dealing in securities | 2015-05-05 | 2016-07-30 | Rep | Dealing in securities | 2020-06-16 | 2020-09-30 | Rep | Advising on futures contracts | 2020-07-09 | 2020-09-30 | Rep | Advising on securities | 2020-07-09 | 2020-09-30 | Rep | Dealing in futures contracts | 2020-07-09 | 2020-09-30 |
| 6 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-10-20 | |
| 7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-10-20 | |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2021-11-29 | 2023-10-10 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-11-29 | 2023-10-10 |
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