Wong, Elsa Pak Suet 黃白雪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-11-09 | 2012-09-04 | Rep | Asset management | 2017-06-14 | 2020-07-20 |
2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-02-01 | 2017-10-25 | RO | Dealing in futures contracts | 2017-10-25 | 2020-07-20 |
3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-28 | 2014-01-29 | RO | Dealing in securities | 2014-01-29 | 2014-07-16 | Rep | Dealing in securities | 2014-07-16 | 2017-10-25 | RO | Dealing in securities | 2017-10-25 | 2020-07-20 |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-30 | 2020-12-08 | RO | Dealing in securities | 2020-12-08 |
5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-30 | 2020-12-08 | RO | Dealing in futures contracts | 2020-12-08 |
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