Chui, Ka Ching 崔嘉澂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-10-24 | 2014-03-18 |
2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-03 | 2014-03-18 |
3 | China Vered Securities Limited | Rep | Dealing in securities | 2014-08-19 | 2015-01-04 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-23 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2017-11-18 |
5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-02-16 | 2017-11-18 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-23 | 2016-06-30 |
7 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in securities | 2018-04-30 | 2018-07-20 |
8 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2017-11-23 | 2018-01-09 |
9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-10-26 | 2007-10-27 |
10 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-17 | 2004-10-26 |
11 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-04-23 | Rep | Advising on securities | 2004-04-23 | Rep | Asset management | 2004-04-23 | Rep | Dealing in securities | 2004-07-27 |
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