Shaw, Jensens 邵將星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2020-02-14 | Rep | Dealing in futures contracts | 2020-02-14 | 2024-07-04 | Rep | Advising on securities | 2020-03-11 |
2 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-27 | 2014-11-03 |
3 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-23 | 2014-11-03 |
4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-11-12 | 2015-04-18 |
5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-11-12 | 2015-04-18 |
6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-05-11 | 2020-01-15 |
7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-05-11 | 2020-01-15 |
8 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2015-09-15 | 2016-05-11 |
9 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-05-12 | 2016-05-11 | Rep | Dealing in securities | 2015-05-12 | 2016-05-11 |
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