Chua, Tsz Lan 蔡紫蘭

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DELTA ASIA SECURITIES LIMITED Rep Advising on corporate finance 2003-10-27 2005-01-14
2 MIB SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2005-08-04 2005-11-11
ICEA SECURITIES ASIA LIMITED Rep 2005-12-29 2006-04-19
SBI China Capital Securities Limited Rep 2006-05-09 2007-02-28
SBI China Capital Securities Limited RO 2007-02-28 2007-12-07
Bright Fund Management Limited Rep 2008-01-04 2008-12-03
Penjing Asset Management (HK) Limited Rep 2009-03-05 2009-09-17
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED Rep 2009-09-30 2009-12-15
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED RO 2009-12-15 2010-08-13
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Rep 2010-08-20 2010-09-27
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED RO 2010-09-27 2012-04-01
China Galaxy International Securities (Hong Kong) Co., Limited Rep 2012-08-01 2014-08-07
China Galaxy International Asset Management (Hong Kong) Co., Limited RO 2013-02-25 2014-08-07
Caitong International Asset Management Co., Limited Rep 2014-12-15 2015-01-23
Caitong International Asset Management Co., Limited RO 2015-01-23 2016-03-11
CAITONG INTERNATIONAL SECURITIES CO., LIMITED RO 2015-06-02 2016-03-11
Neutral Financial Holding Company Limited Rep 2016-05-20 2018-05-02
Neutral Financial Holding Company Limited RO 2018-05-02 2019-10-24
GLENWORTH CAPITAL LIMITED Rep 2019-11-19 2020-01-23
GLENWORTH CAPITAL LIMITED RO 2020-01-23 2021-08-01
Hao Tian Asset Management Limited RO 2021-09-02 2022-02-09
CC VENTURE CAPITAL LIMITED Rep 2022-11-08 2023-02-01
GLENWORTH CAPITAL LIMITED RO 2023-02-27
3 Bright Fund Management Limited Rep Asset management 2008-01-04 2008-12-03
Penjing Asset Management (HK) Limited Rep 2009-03-05 2009-09-17
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED Rep 2009-09-30 2009-12-15
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED RO 2009-12-15 2010-08-13
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Rep 2010-08-20 2010-09-27
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED RO 2010-09-27 2012-04-01
China Galaxy International Asset Management (Hong Kong) Co., Limited RO 2013-02-25 2014-08-07
Caitong International Asset Management Co., Limited Rep 2014-12-15 2015-01-23
Caitong International Asset Management Co., Limited RO 2015-01-23 2016-03-11
Neutral Financial Holding Company Limited Rep 2016-05-20 2018-04-11
Neutral Financial Holding Company Limited RO 2018-04-11 2019-10-24
GLENWORTH CAPITAL LIMITED Rep 2019-11-19 2020-01-23
GLENWORTH CAPITAL LIMITED RO 2020-01-23 2021-08-01
Hao Tian Asset Management Limited RO 2021-09-02 2022-02-09
CC VENTURE CAPITAL LIMITED Rep 2022-11-08 2023-02-01
GLENWORTH CAPITAL LIMITED RO 2023-02-27
4 DELTA ASIA FINANCIAL FUTURES LIMITED Rep Dealing in futures contracts 2003-10-27 2005-05-31
CES Commodities (HK) Limited Rep 2008-01-04 2008-12-03
SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep 2009-12-15 2010-08-13
China Galaxy International Futures (Hong Kong) Co., Limited Rep 2012-08-01 2014-08-07
5 DELTA ASIA SECURITIES LIMITED Rep Dealing in securities 2003-10-27 2005-05-31
Bright Fund Management Limited Rep 2008-01-04 2008-12-03
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep 2009-12-15 2010-08-13
China Galaxy International Securities (Hong Kong) Co., Limited Rep 2012-08-01 2014-08-07
CAITONG INTERNATIONAL SECURITIES CO., LIMITED Rep 2014-12-12 2016-03-11
Neutral Financial Holding Company Limited Rep 2016-05-20 2019-10-24

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