Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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|
Organisation |
Role |
Activity |
From |
Until |
1 |
DELTA ASIA SECURITIES LIMITED
|
Rep |
Advising on corporate finance |
2003-10-27 |
2005-01-14 |
2 |
MIB SECURITIES (HONG KONG) LIMITED
|
Rep |
Advising on securities |
2005-08-04 |
2005-11-11 |
|
ICEA SECURITIES ASIA LIMITED
|
Rep |
|
2005-12-29 |
2006-04-19 |
|
SBI China Capital Securities Limited
|
Rep |
|
2006-05-09 |
2007-02-28 |
|
SBI China Capital Securities Limited
|
RO |
|
2007-02-28 |
2007-12-07 |
|
Bright Fund Management Limited
|
Rep |
|
2008-01-04 |
2008-12-03 |
|
Penjing Asset Management (HK) Limited
|
Rep |
|
2009-03-05 |
2009-09-17 |
|
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED
|
Rep |
|
2009-09-30 |
2009-12-15 |
|
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED
|
RO |
|
2009-12-15 |
2010-08-13 |
|
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED
|
Rep |
|
2010-08-20 |
2010-09-27 |
|
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED
|
RO |
|
2010-09-27 |
2012-04-01 |
|
China Galaxy International Securities (Hong Kong) Co., Limited
|
Rep |
|
2012-08-01 |
2014-08-07 |
|
China Galaxy International Asset Management (Hong Kong) Co., Limited
|
RO |
|
2013-02-25 |
2014-08-07 |
|
Caitong International Asset Management Co., Limited
|
Rep |
|
2014-12-15 |
2015-01-23 |
|
Caitong International Asset Management Co., Limited
|
RO |
|
2015-01-23 |
2016-03-11 |
|
CAITONG INTERNATIONAL SECURITIES CO., LIMITED
|
RO |
|
2015-06-02 |
2016-03-11 |
|
Neutral Financial Holding Company Limited
|
Rep |
|
2016-05-20 |
2018-05-02 |
|
Neutral Financial Holding Company Limited
|
RO |
|
2018-05-02 |
2019-10-24 |
|
GLENWORTH CAPITAL LIMITED
|
Rep |
|
2019-11-19 |
2020-01-23 |
|
GLENWORTH CAPITAL LIMITED
|
RO |
|
2020-01-23 |
2021-08-01 |
|
Hao Tian Asset Management Limited
|
RO |
|
2021-09-02 |
2022-02-09 |
|
CC VENTURE CAPITAL LIMITED
|
Rep |
|
2022-11-08 |
2023-02-01 |
|
GLENWORTH CAPITAL LIMITED
|
RO |
|
2023-02-27 |
|
3 |
Bright Fund Management Limited
|
Rep |
Asset management |
2008-01-04 |
2008-12-03 |
|
Penjing Asset Management (HK) Limited
|
Rep |
|
2009-03-05 |
2009-09-17 |
|
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED
|
Rep |
|
2009-09-30 |
2009-12-15 |
|
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED
|
RO |
|
2009-12-15 |
2010-08-13 |
|
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED
|
Rep |
|
2010-08-20 |
2010-09-27 |
|
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED
|
RO |
|
2010-09-27 |
2012-04-01 |
|
China Galaxy International Asset Management (Hong Kong) Co., Limited
|
RO |
|
2013-02-25 |
2014-08-07 |
|
Caitong International Asset Management Co., Limited
|
Rep |
|
2014-12-15 |
2015-01-23 |
|
Caitong International Asset Management Co., Limited
|
RO |
|
2015-01-23 |
2016-03-11 |
|
Neutral Financial Holding Company Limited
|
Rep |
|
2016-05-20 |
2018-04-11 |
|
Neutral Financial Holding Company Limited
|
RO |
|
2018-04-11 |
2019-10-24 |
|
GLENWORTH CAPITAL LIMITED
|
Rep |
|
2019-11-19 |
2020-01-23 |
|
GLENWORTH CAPITAL LIMITED
|
RO |
|
2020-01-23 |
2021-08-01 |
|
Hao Tian Asset Management Limited
|
RO |
|
2021-09-02 |
2022-02-09 |
|
CC VENTURE CAPITAL LIMITED
|
Rep |
|
2022-11-08 |
2023-02-01 |
|
GLENWORTH CAPITAL LIMITED
|
RO |
|
2023-02-27 |
|
4 |
DELTA ASIA FINANCIAL FUTURES LIMITED
|
Rep |
Dealing in futures contracts |
2003-10-27 |
2005-05-31 |
|
CES Commodities (HK) Limited
|
Rep |
|
2008-01-04 |
2008-12-03 |
|
SOUTHWEST SECURITIES (HK) FUTURES LIMITED
|
Rep |
|
2009-12-15 |
2010-08-13 |
|
China Galaxy International Futures (Hong Kong) Co., Limited
|
Rep |
|
2012-08-01 |
2014-08-07 |
5 |
DELTA ASIA SECURITIES LIMITED
|
Rep |
Dealing in securities |
2003-10-27 |
2005-05-31 |
|
Bright Fund Management Limited
|
Rep |
|
2008-01-04 |
2008-12-03 |
|
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED
|
Rep |
|
2009-12-15 |
2010-08-13 |
|
China Galaxy International Securities (Hong Kong) Co., Limited
|
Rep |
|
2012-08-01 |
2014-08-07 |
|
CAITONG INTERNATIONAL SECURITIES CO., LIMITED
|
Rep |
|
2014-12-12 |
2016-03-11 |
|
Neutral Financial Holding Company Limited
|
Rep |
|
2016-05-20 |
2019-10-24 |