Li, Yong (SFC:APM138) 李勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2011-01-14 | 2016-01-11 | RO | Advising on securities | 2016-01-11 | 2020-07-06 |
2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-30 | 2010-10-13 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-03 | 2010-03-01 |
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