Leung, Kwok Ming (SFC:AIZ701) 梁國明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | RO | Dealing in securities | 2014-10-17 | 2018-06-29 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-12-17 | 2009-02-05 | RO | Dealing in securities | 2009-02-05 | 2019-06-21 | RO | Advising on securities | 2017-09-22 | 2019-06-21 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-03-22 | 2011-06-27 | RO | Dealing in futures contracts | 2011-06-27 | 2019-06-21 |
| 4 | CITIC Securities International Global Markets Limited | RO | Dealing in securities | 2017-05-23 | 2017-12-06 | RO | Dealing in futures contracts | 2017-05-23 | 2018-06-25 |
| 5 | JMC Capital HK Limited | RO | Advising on securities | 2023-07-19 | RO | Dealing in securities | 2023-07-19 | RO | Asset management | 2023-09-13 |
| 6 | JMC Capital International Limited | RO | Advising on futures contracts | 2023-07-19 | RO | Advising on securities | 2023-07-19 | RO | Dealing in futures contracts | 2023-07-19 | RO | Dealing in securities | 2023-07-19 |
| 7 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2003-06-02 | 2007-02-27 | RO | Dealing in securities | 2007-02-27 | 2008-07-18 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-11-14 | 2020-01-15 | RO | Dealing in futures contracts | 2020-01-15 | 2023-06-04 |
| 9 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2019-11-14 | 2020-01-15 | RO | Advising on securities | 2020-01-15 | 2023-06-04 | RO | Advising on futures contracts | 2020-05-22 | 2023-06-04 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-11-14 | 2020-01-15 | RO | Dealing in securities | 2020-01-15 | 2023-06-04 |
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