Chan, Ho Ming (SFC:AHA905) 陳可名
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-30 | 2016-05-10 | Rep | Advising on securities | 2011-10-25 | 2016-05-10 | Rep | Dealing in futures contracts | 2013-06-21 | 2016-05-10 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-30 | 2013-08-31 | Rep | Dealing in futures contracts | 2009-11-12 | 2013-08-31 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2016-05-16 | Rep | Dealing in securities | 2016-05-16 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-05-16 |
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