Li, Chi Keung (SFC:ACJ141) 李志強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2020-12-31 | Rep | Dealing in futures contracts | 2013-06-21 | 2020-12-31 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in futures contracts | 2013-08-31 | Rep | Dealing in securities | 2003-10-16 | 2013-08-31 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-02-02 | |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-02-02 |
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