Yick, Kenneth Wing Yuen 易永源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-03-01 | 2020-01-16 | Rep | Advising on securities | 2011-10-24 | 2020-01-16 | Rep | Dealing in futures contracts | 2013-06-21 | 2020-01-16 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-03-01 | 2013-08-31 | Rep | Dealing in securities | 2005-03-24 | 2013-08-31 |
| 3 | FT Securities Limited | Rep | Advising on corporate finance | 2004-05-17 | Rep | Advising on securities | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Dealing in securities | 2005-02-24 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Dealing in futures contracts | 2005-02-24 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-19 | Rep | Dealing in securities | 2020-02-19 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-02-19 |
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