Lui, Wai Kit 呂偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-05-29 | 2019-07-10 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-05-29 | 2019-07-10 |
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-08-06 | |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-08-06 | |
| 5 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-06-12 | 2010-11-16 |
| 6 | CMB International Securities Limited | Rep | Dealing in securities | 2010-09-24 | 2015-05-19 |
| 7 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-20 | Rep | Dealing in securities | 2006-01-28 | Rep | Dealing in futures contracts | 2003-10-27 | 2006-01-28 |
| 8 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in futures contracts | 2003-12-12 |
| 9 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-20 | Rep | Advising on securities | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in securities | 2003-10-27 |
| 10 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-27 | 2016-01-14 |
| 11 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-02-09 | 2006-06-29 | Rep | Dealing in securities | 2006-02-09 | 2006-06-29 | Rep | Automated trading services | 2006-02-10 | 2006-06-29 |
| 12 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-03-03 | 2009-06-01 | Rep | Dealing in securities | 2009-03-03 | 2009-06-01 |
| 13 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-05-04 | 2018-05-08 |
| 14 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-04 | 2018-05-08 |
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