Au Yeung, Yuk Hang 歐陽煜恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2003-04-11 | |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2003-04-11 | |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Asset management | 2003-04-11 | |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-04-11 | |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-04-11 | |
| 6 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2003-06-18 | 2006-02-27 |
| 7 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-03 | 2006-02-27 |
| 8 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Asset management | 2005-04-08 | 2006-02-27 |
| 9 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-02-27 | 2010-02-28 |
| 10 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2009-02-27 | 2010-02-28 |
| 11 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-27 | 2010-02-28 |
| 12 | Quam Securities Limited | Rep | Advising on securities | 2010-03-18 | 2010-08-18 |
| 13 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-03-18 | 2010-08-18 |
| 14 | Quam Securities Limited | Rep | Dealing in securities | 2010-03-18 | 2010-08-18 |
| 15 | Quam Securities Limited | Rep | Asset management | 2010-04-15 | 2010-08-18 |
| 16 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2010-09-29 | 2015-07-28 |
| 17 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-09-02 | 2021-05-31 |
| 18 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-09-29 | 2021-05-31 |
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